Primary Dealers
The Federal Reserve Bank of New York trades U.S. government and select other securities with designated primary dealers, which include banks and securities broker-dealers. Weekly transaction, market share data and primary dealer lists are updated periodically. Much of the information is submitted voluntarily. The Bank expects primary dealers to submit accurate data, but the Bank itself does not audit the data.
Announcement
Primary Dealers Historical Search
The Primary Dealer Statistics Historical Search offers new options for automated downloads of the primary dealer data including csv, sdmx-ml and json formats. Data from January 25, 1998 to present are available. In addition, three options for viewing the data are offered: table, chart and export formats for automated consumption.
Features
Primary dealers list updated
February 11, 2014

Understanding the New York Fed’s survey of primary dealers
August 6, 2013

Annual Meeting with Primary Dealers
Remarks by Simon Potter the implementation of current asset purchases »
March 1, 2013 meeting agenda PDF

Testimony on MF Global, Inc.
Testimony by Thomas C. Baxter before the Subcommittee on Oversight and Investigations, Committee on Financial Services, U.S. House of Representatives
December 15, 2011

Statement regarding MF Global Inc.
October 31, 2011

Application submitted in 2010 by MF Global, Inc. to become a primary dealer

MF Global part I pdf

MF Global part II pdf

MF Global part II exhibits pdf

New York Fed publishes revised policy for administration of primary dealer relationships »
Administration of Relationships with Primary Dealers »
FAQS »
Reporting Forms and Instructions
FR 2004 Forms and Instructions
For primary dealers who provide information to the Federal Reserve Systems regarding their positions, transactions and financing

FR 2004SI
The weekly report of specific issues collects information on specific U.S. Treasury securities

FR 2004WI
The daily report of dealer positions in treasury financings collects data on the position of U.S. Treasury notes and bonds that the U.S. Treasury has offered for sale but has not yet issued (when-issued securities).
Related External Content
Historical Data