Reporting Forms - FEDERAL RESERVE BANK of NEW YORK

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Reporting Forms

Find specific reporting forms and related information. In many cases, links provided will take you offsite to the Board of Governors, the FFIEC or another agency that is the primary user of the information.

Forms used by the Federal Reserve and other federal banking agencies are preceded by the letters FFIEC (for Federal Financial Institutions Examinations Council). Forms used exclusively by the Federal Reserve are preceded by the letters FR. Forms collected by the Treasury International Capital reporting system are preceded by the letters TIC.

In the default view below, all forms are listed by number. At any time, you may return to this complete list by selecting the SHOW ALL button.

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To limit the list below, you may click either the Subject or Audience button and then select from the pull-down menu to the right.

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You searched on "Bank Holding Companies"

	Form	Title
	FFIEC 009/9a	Country Exposure Report/Country Exposure Information Report
	FFIEC 031	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
	FFIEC 041	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
	FFIEC 101	Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
	FR 2052a	Complex Institution Liquidity Monitoring Report
	FR 2058 Discontinued	Notification of Foreign Branch Status
	FR 2081a	Notices of Change in Bank Control
	FR 2081b	Notices of Change in Bank Control
	FR 2081c	Notices of Change in Bank Control
	FR 2230	Suspicious Activity Report
	FR 2314/S	Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations
	FR HMDA-LAR	The Home Mortgage Disclosure Act/Loan Application Register
	FR TA-1	Transfer Agent Registration and Amendment Form
	FR Y-10	The Report of Changes in Organizational Structure
	FR Y-10F Discontinued	The Report of Changes in FBO Organizational Structure
	FR Y-10S Discontinued	Supplement to the Report of Changes in Organizational Structure
	FR Y-11/FR Y-11S	Financial Statements of U.S. Nonbank Subsidiaries of U.S. Bank Holding Companies
	FR Y-12	Consolidated Bank Holding Company Report of Equity Investments in NonFinancial Companies
	FR Y-14A	Capital Assessments and Stress Testing
	FR Y-14M	Capital Assessments and Stress Testing
	FR Y-14Q	Capital Assessments and Stress Testing
	FR Y-15	Banking Organization Systemic Risk Report
	FR Y-16	Annual Company-Run Stress Test Report
	FR Y-20	Financial Statements for a Bank Holding Company Subsidiary Engaged in Bank-Ineligible Securities Underwriting and Dealing
	FR Y-3	Application for Prior Approval to Become a Bank Holding Company, or for a Bank Holding Company to Acquire an Additional Bank or Bank Holding Company
	FR Y-3N	Notification for Prior Approval to Become a Bank Holding Company, or for a Bank Holding Company to Acquire an Additional Bank or Bank Holding Company
	FR Y-4	Notification for Prior Approval to Engage Directly or Indirectly in Certain Nonbanking Activities
	FR Y-6	Annual Report of Holding Companies
	FR Y-8	The Bank Holding Company Report of Insured Depository Institutions' Section 23A Transactions with Affiliates
	FR Y-9C	Consolidated Financial Statements for Bank Holding Companies
	FR Y-9CS	Supplement to the Consolidated Financial Statements for Bank Holding Companies
	FR Y-9ES	Financial Statements for Employee Stock Ownership Plan Bank Holding Companies
	FR Y-9LP	Parent Company Only Financial Statements for Large Bank Holding Companies
	FR Y-9SP	Parent Company Only Financial Statements for Small Bank Holding Companies
	MSD	Notice by Financial Institutions to Engage in Municipal Securities Dealer Activities
	MSDW	Notice by Financial Institutions to Cease Municipal Securities Dealer Activities
	SHC	Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments
	SHCA	Annual Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments
	SHL	Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments
	SHLA	Annual Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments
	TFC-1	Weekly Consolidated Foreign Currency Report of Major Market Participants
	TFC-2	Monthly Consolidated Foreign Currency Report of Major Market Participants
	TFC-3	Quarterly Consolidated Foreign Currency Report
	TIC BC	Report of U.S. Dollar Claims of Financial Institutions on Foreign Residents
	TIC BC (SA) Discontinued	Report of U.S. Dollar Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners
	TIC BL-1	Report of U.S. Dollar Liabilities of Financial Institutions to Foreign Residents
	TIC BL-1 (SA) Discontinued	Report of U.S. Dollar Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
	TIC BL-2	Report of Customers' U.S. Dollar Liabilities to Foreign Residents
	TIC BL-2 (SA) Discontinued	Report of Customers' U.S. Dollar Liabilities to Foreigners
	TIC BQ-1	Report of Customers' U.S. Dollar Claims on Foreign Residents
	TIC BQ-2	Part 1-Report of Foreign Currency Liabilities and Claims of Financial Institutions and of their Domestic Customer's Foreign Currency Claims with Foreign Residents Part 2- Report of Customers' Foreign Currency Liabilities to Foreign Residents
	TIC BQ-3	Report of Maturities of Selected Liabilities and Claims of Financial Institutions with Foreign Residents
	TIC D	Report of Holdings of, and Transactions in, Derivative Contracts with Foreign Residents
	TIC S	Purchases and Sales of Long-Term Securities by Foreigners
	TIC SLT	Aggregate Holdings of Lontg-Term Securities by U.S. and Foreign Residents

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