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Maiden Lane III LLC: Security Offerings |
| In light of improving market conditions, Maiden Lane III LLC’s investment objective was revised in April 2012 to allow for the exploration of sales of the assets held in the portfolio. There was no fixed timeframe for the sales; at each stage, the Federal Reserve sold an asset through a competitive process and only if the best available bid represented good value for the public, while taking appropriate care to avoid market disruption. On August 23, 2012, Maiden Lane III LLC completed the sale of its remaining securities. |
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Security Offerings |
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Bid List: |
Non-Agency RMBS BWIC 3 |
Bid Circulation Date: |
August 20, 2012 |
Bid Submission Deadline: |
August 21, 2012 |
CUSIPs: |
|
Current Face Amount1: |
$1,514,240 |
Broker-dealers Included: |
Amherst Security Group, L.P., Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, CRT Capital Group LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Guggenheim Securities, LLC, Jefferies & Company, Inc., J.P. Morgan Securities LLC, Keybanc Capital Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc., SG Americas Securities, LLC |
Trade Date: |
August 21, 2012 |
Bid List: |
Non-Agency RMBS BWIC 4 |
Bid Circulation Date: |
August 20, 2012 |
Bid Submission Deadline: |
August 21, 2012 |
CUSIPs: |
|
Current Face Amount1: |
$1,765,550 |
Broker-dealers Included: |
Amherst Security Group, L.P., Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, CRT Capital Group LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Guggenheim Securities, LLC, Jefferies & Company, Inc., J.P. Morgan Securities LLC, Keybanc Capital Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc., SG Americas Securities, LLC |
Trade Date: |
August 21, 2012 |
Security Offerings |
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Deal Name: |
CAMBER 3 plc |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
131899AB2 |
Current Face Amount1: |
$219,300,192 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
August 16, 2012 |
Deal Name: |
Coolidge Funding, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
216444AA7 |
Current Face Amount1: |
$140,172,825 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Citigroup Global Markets Inc. |
Trade Date: |
August 16, 2012 |
Deal Name: |
Duke Funding VI, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
264407AA5 |
Current Face Amount1: |
$87,883,226 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
RBS Securities Inc. |
Trade Date: |
August 16, 2012 |
Deal Name: |
Duke Funding VII, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
264403AA4, 264403AJ5, 264403AK2 |
Current Face Amount1: |
$276,991,194 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
RBS Securities Inc. |
Trade Date: |
August 16, 2012; |
Deal Name: |
Duke Funding VIII, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
26440VAA2 |
Current Face Amount1: |
$479,567,184 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
August 16, 2012 |
Deal Name: |
Fortius I Funding, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
34958CAA2 |
Current Face Amount1: |
$277,406,188 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Citigroup Global Markets Inc. |
Trade Date: |
August 16, 2012 |
Deal Name: |
Glacier Funding CDO II, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
37638VAG8, 37638VAA1 |
Current Face Amount1: |
$70,712,189 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
RBS Securities Inc. |
Trade Date: |
August 16, 2012 |
Deal Name: |
Glacier Funding CDO III, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
37638XAA7 |
Current Face Amount1: |
$170,045,237 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Citigroup Global Markets Inc. |
Trade Date: |
August 16, 2012 |
Deal Name: |
Huntington CDO, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
446279AA9, 446279AC5 |
Current Face Amount1: |
$165,636,954 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
August 16, 2012 |
Deal Name: |
Palisades CDO, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
696399AA2 |
Current Face Amount1: |
$107,138,337 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
August 16, 2012 |
Deal Name: |
South Coast Funding V LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
84129VAA9 |
Current Face Amount1: |
$64,890,780 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
RBS Securities Inc. |
Trade Date: |
August 16, 2012 |
Deal Name: |
South Coast Funding VII LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
83743YAS2, 83743YAB9 |
Current Face Amount1: |
$312,508,661 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
RBS Securities Inc. |
Trade Date: |
August 16, 2012 |
Deal Name: |
South Coast Funding VIII LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
83743LAA9, 83743LAC5 |
Current Face Amount1: |
$229,350,389 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
August 16, 2012 |
Deal Name: |
Whately CDO I, LTD. |
Offering Circulation Date: |
August 9, 2012 |
Bid Submission Deadline: |
August 16, 2012 |
CUSIPs: |
96254FAA5 |
Current Face Amount1: |
$105,952,057 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Citigroup Global Markets Inc. |
Trade Date: |
August 16, 2012 |
Security Offerings |
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Deal Name: |
Belle Haven ABS CDO, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
078446AG6, 078446AA9 |
Current Face Amount1: |
$443,892,828 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
RBS Securities Inc. |
Trade Date: |
July 31, 2012 |
Deal Name: |
Bernoulli High Grade CDO I, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
085558AA2 |
Current Face Amount1: |
$856,376,278 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Citigroup Global Markets Inc. |
Trade Date: |
July 31, 2012 |
Deal Name: |
Cascade Funding CDO I, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
147276AA7 |
Current Face Amount1: |
$107,289,937 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Citigroup Global Markets Inc. |
Trade Date: |
July 31, 2012 |
Deal Name: |
Orient Point CDO, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
68619MAJ0, 68619MAQ4, 68619MAL5 |
Current Face Amount1: |
$1,230,474,220 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 31, 2012 |
Deal Name: |
Reservoir Funding, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
76112CAB4, 76112CAA6 |
Current Face Amount1: |
$168,611,279 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Citigroup Global Markets Inc. |
Trade Date: |
July 31, 2012 |
Deal Name: |
Summer Street 2005-HG1, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
86565RAA4 |
Current Face Amount1: |
$541,162,860 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 31, 2012 |
Deal Name: |
Summit RMBS CDO I, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
866244AA4 |
Current Face Amount1: |
$113,681,403 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Barclays Capital Inc. |
Trade Date: |
July 31, 2012 |
Deal Name: |
Verde CDO, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
923367AA4 |
Current Face Amount1: |
$506,903,335 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 31, 2012 |
Deal Name: |
Witherspoon CDO Funding, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 31, 2012 |
CUSIPs: |
97741PAA2, 97741PAL8 |
Current Face Amount1: |
$484,115,231 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Citigroup Global Markets Inc. |
Trade Date: |
July 31, 2012 |
Security Offerings |
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Deal Name: |
Broderick CDO 1, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 24, 2012 |
CUSIPs: |
112021AC4, 112021AB6, 112021AA8 |
Current Face Amount1: |
$724,583,938 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 24, 2012 |
Deal Name: |
G Street Finance LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 24, 2012 |
CUSIPs: |
36293XAB3, 36293XAC1 |
Current Face Amount1: |
$868,825,160 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
July 24, 2012 |
Deal Name: |
Hout Bay 2006-1, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 24, 2012 |
CUSIPs: |
442454AA2 |
Current Face Amount1: |
$634,245,180 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Goldman, Sachs & Co. |
Trade Date: |
July 24, 2012 |
Deal Name: |
Margate Funding I, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 24, 2012 |
CUSIPs: |
56659NAA3 |
Current Face Amount1: |
$474,617,586 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Citigroup Global Markets Inc. |
Trade Date: |
July 24, 2012 |
Deal Name: |
Mercury CDO 2004-1, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 24, 2012 |
CUSIPs: |
58936RAB3, 58936RAA5, 58936RAN7 |
Current Face Amount1: |
$213,382,211 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Citigroup Global Markets Inc. |
Trade Date: |
July 24, 2012 |
Deal Name: |
Mercury CDO II, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 24, 2012 |
CUSIPs: |
589368AA7 |
Current Face Amount1: |
$620,863,421 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 24, 2012 |
Security Offerings |
|
Deal Name: |
Adirondack 2005-1 LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 19, 2012 |
CUSIPs: |
007019AA0, 007019AH5 |
Current Face Amount1: |
$689,186,338 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 19, 2012 |
Deal Name: |
Adirondack 2005-2 LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 19, 2012 |
CUSIPs: |
007022AF3, 007022AA4 |
Current Face Amount1: |
$949,296,396 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 19, 2012 |
Deal Name: |
Laguna ABS CDO, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 19, 2012 |
CUSIPs: |
507161AA5, 507161AD9 |
Current Face Amount1: |
$679,570,109 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 19, 2012 |
Deal Name: |
Sierra Madre Funding, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 19, 2012 |
CUSIPs: |
82639RAB3, 82639RAA5 |
Current Face Amount1: |
$893,287,292 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc |
Sold to: |
RBS Securities Inc. |
Trade Date: |
July 19, 2012 |
Deal Name: |
Toro ABS CDO I, LTD. |
Offering Circulation Date: |
July 12, 2012 |
Bid Submission Deadline: |
July 19, 2012 |
CUSIPs: |
891088AA4 |
Current Face Amount1: |
$699,711,536 |
Broker-dealers Included in Auction: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. |
Sold to: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
July 19, 2012 |
Security Offerings |
|
Bid List: |
CDO BWIC |
Bid Circulation Date: |
July 9, 2012 |
Bid Submission Deadline: |
July 12, 2012 |
CUSIPs: |
|
Current Face Amount1: |
$34,500,000 |
Broker-dealers Included: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Guggenheim Securities, LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Trade Date: |
July 12, 2012 |
Bid List: |
CMBS/CRE CDO BWIC |
Bid Circulation Date: |
July 9, 2012 |
Bid Submission Deadline: |
July 12, 2012 |
CUSIPs: |
|
Current Face Amount1: |
$38,277,211 |
Broker-dealers Included: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Jefferies & Company, Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Trade Date: |
July 12, 2012 |
Bid List: |
Non-agency RMBS BWIC 1 |
Bid Circulation Date: |
July 9, 2012 |
Bid Submission Deadline: |
July 12, 2012 |
CUSIPs: |
|
Current Face Amount1: |
$263,509,771 |
Broker-dealers Included: |
Amherst Security Group, L.P., Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Jefferies & Company, Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Trade Date: |
July 12, 2012 |
Bid List: |
Non-agency RMBS BWIC 2 |
Bid Circulation Date: |
July 9, 2012 |
Bid Submission Deadline: |
July 12, 2012 |
CUSIPs: |
|
Current Face Amount1: |
$491,796,000 |
Broker-dealers Included: |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Trade Date: |
July 12, 2012 |
Security Offerings |
|
Deal Name: |
Jupiter High-Grade CDO, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 28, 2012 |
CUSIPs: |
48205MAA1 |
Current Face Amount1: |
$98,573,158 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold To: |
RBS Securities Inc. |
Trade Date: |
June 28, 2012 |
Deal Name: |
Jupiter High-Grade CDO II, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 28, 2012 |
CUSIPs: |
48205YAA5 |
Current Face Amount1: |
$578,710,378 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold To: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
June 28, 2012 |
Deal Name: |
Jupiter High-Grade CDO III, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 28, 2012 |
CUSIPs: |
48206AAG3, 48206AAA6, 48206AAC2 |
Current Face Amount1: |
$1,331,410,487 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 28, 2012 |
Deal Name: |
Kleros Preferred Funding, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 28, 2012 |
CUSIPs: |
498587AA2 |
Current Face Amount1: |
$522,915,461 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold To: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
June 28, 2012 |
Deal Name: |
Kleros Preferred Funding II, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 28, 2012 |
CUSIPs: |
498588AC6, 498588AA0 |
Current Face Amount1: |
$607,833,189 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 28, 2012 |
Security Offerings |
|
Deal Name: |
Davis Square Funding I, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 25, 2012 |
CUSIPs: |
239104AC6, 239104AF9, 239104AJ1, 239104AM4 |
Current Face Amount1: |
$396,618,097 |
Broker-dealers Included |
Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., |
Sold To: |
RBS Securities Inc. |
Trade Date: |
June 25, 2012 |
Deal Name: |
Davis Square Funding VI, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 25, 2012 |
CUSIPs: |
23910VAB8, 23910VAD4 |
Current Face Amount1: |
$1,372,492,224 |
Broker-dealers Included |
Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 25, 2012 |
Deal Name: |
Fort Sheridan ABS CDO, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 25, 2012 |
CUSIPs: |
348667AA4 |
Current Face Amount1: |
$615,686,553 |
Broker-dealers Included |
Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 25, 2012 |
Deal Name: |
Lakeside CDO II, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 25, 2012 |
CUSIPs: |
51210VAA8 |
Current Face Amount1: |
$387,935,273 |
Broker-dealers Included |
Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., |
Sold To: |
Morgan Stanley & Co. LLC |
Trade Date: |
June 25, 2012 |
Deal Name: |
Monroe Harbor CDO 2005-1, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 25, 2012 |
CUSIPs: |
610891AA1, 610891AB9 |
Current Face Amount1: |
$1,074,942,786 |
Broker-dealers Included |
Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 25, 2012 |
Deal Name: |
Streeterville ABS CDO, LTD. |
Offering Circulation Date: |
June 18, 2012 |
Bid Submission Deadline: |
June 25, 2012 |
CUSIPs: |
863286AA8 |
Current Face Amount1: |
$392,334,976 |
Broker-dealers Included |
Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 25, 2012 |
Security Offerings |
|
Deal Name: |
Davis Square Funding II, LTD. |
Offering Circulation Date: |
June 5, 2012 |
Bid Submission Deadline: |
June 15, 2012 |
CUSIPs: |
23910PAR6, 23910PAS4 |
Current Face Amount1: |
$617,535,936 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc., Wells Fargo Securities LLC |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 15, 2012 |
Deal Name: |
Davis Square Funding III, LTD. |
Offering Circulation Date: |
June 5, 2012 |
Bid Submission Deadline: |
June 15, 2012 |
CUSIPs: |
23910RAB7, 23910RAF8 |
Current Face Amount1: |
$850,010,073 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc., Wells Fargo Securities LLC |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 15, 2012 |
Deal Name: |
Davis Square Funding IV, LTD. |
Offering Circulation Date: |
June 5, 2012 |
Bid Submission Deadline: |
June 15, 2012 |
CUSIPs: |
23910TAG2, 23910TAB3 |
Current Face Amount1: |
$896,151,943 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc., Wells Fargo Securities LLC |
Sold To: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
June 15, 2012 |
Deal Name: |
Davis Square Funding V, LTD. |
Offering Circulation Date: |
June 5, 2012 |
Bid Submission Deadline: |
June 15, 2012 |
CUSIPs: |
239156AG7 |
Current Face Amount1: |
$1,361,892,095 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc., Wells Fargo Securities LLC |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
June 15, 2012 |
Deal Name: |
West Coast Funding I, LTD. |
Offering Circulation Date: |
June 5, 2012 |
Bid Submission Deadline: |
June 15, 2012 |
CUSIPs: |
952186AA2, 952186AB0, 952186AH7 |
Current Face Amount1: |
$1,439,993,937 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc., Wells Fargo Securities LLC |
Sold To: |
Citigroup Global Markets Inc. |
Trade Date: |
June 15, 2012 |
Security Offerings |
|
Deal Name: |
Altius I Funding, LTD. |
Offering Circulation Date: |
June 5, 2012 |
Bid Submission Deadline: |
June 13, 2012 |
CUSIPs: |
02149RAB4, 02149RAC2 |
Current Face Amount1: |
$1,073,181,008 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
June 13, 2012 |
Deal Name: |
Altius II Funding, LTD. |
Offering Circulation Date: |
June 5, 2012 |
Bid Submission Deadline: |
June 13, 2012 |
CUSIPs: |
02149WAA5 |
Current Face Amount1: |
$852,462,941 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold to: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
June 13, 2012 |
Security Offerings |
|
Deal Name: |
Duke Funding High Grade I, LTD. |
Offering Circulation Date: |
May 11, 2012 |
Bid Submission Deadline: |
May 24, 2012 |
CUSIPs: |
26441EAL5, 26441EAA9 |
Current Face Amount1: |
$1,672,896,114 |
Broker-dealers Included |
Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBS Securities Inc. |
Sold To: |
Citigroup Global Markets Inc. |
Trade Date: |
May 24, 2012 |
Security Offerings |
|
Deal Name: |
Putnam Structured Product CDO 2002-1, LTD. |
Offering Circulation Date: |
May 11, 2012 |
Bid Submission Deadline: |
May 22, 2012 |
CUSIPs: |
746869AH9, 746869AK2, 746869AM8, 746869AP1, 746869AR7, 746869BE5 |
Current Face Amount1: |
$690,567,610 |
Broker-dealers Included |
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold To: |
Credit Suisse Securities (USA) LLC |
Trade Date: |
May 22, 2012 |
Security Offerings |
|
Deal Name: |
Triaxx Prime CDO 2006-1, LTD. |
Offering Circulation Date: |
May 4, 2012 |
Bid Submission Deadline: |
May 10, 2012 |
CUSIPs: |
896005AA3 |
Current Face Amount1: |
$964,295,034 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold to: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
May 10, 2012 |
Deal Name: |
Triaxx Prime CDO 2006-2, LTD. |
Offering Circulation Date: |
May 4, 2012 |
Bid Submission Deadline: |
May 10, 2012 |
CUSIPs: |
896008AA7, 896008AC3, 896008AD1 |
Current Face Amount1: |
$1,463,545,241 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBS Securities Inc. |
Sold to: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Trade Date: |
May 10, 2012 |
Security Offerings |
|
Deal Name: |
MAX CMBS I LTD., SERIES 2007-1 & 2008-1 |
Offering Circulation Date: |
April 18, 2012 |
Bid Submission Deadline: |
April 26, 2012 |
CUSIPs: |
577734AA4, 577734AP1 |
Current Face Amount1: |
$7,500,000,000 |
Broker-dealers Included |
Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC , Nomura Securities International, Inc. |
Sold to: |
Barclays Capital Inc., Deutsche Bank Securities Inc. |
Trade Date: |
April 26, 2012 |
1Current face amount represents the most recent balance of principal outstanding on the securities at the Offering Circulation Date and should not be confused with market value or the price ML III paid to acquire the assets. At October 31, 2008, inception, the ML III LLC paid $29.3 billion for the portfolio of assets with a face amount of approximately $62.1 billion. |
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