FMLG Correspondence
All documents are in pdf format
The FMLG has submitted the following letters to the CFTC (CFTC response letters are posted where applicable):
- April 17, 2013: The FXC and FMLG -- Request for
No-action Relief Regarding Obligation to Provide Pre-Trade Mid-Market Quote (BIS 31 Request)
- April 11, 2013: The FXC and FMLG -- Request for No-action Relief Regarding Obligation to Provide Pre-Trade Mid-Market Quote (Amendment of Condition)
- December 12, 2012: FMLG - Request for No-Action Letter
for Swap Dealers in Connection with Foreign Exchange
Prime Brokerage, regarding application of the rules relating
to reporting of FX Transactions and real-time reporting
of FX Transactions
- December 5, 2012: FMLG - Request for Extension of Compliance Date with External Business Conduct Standards for Swap Dealers in Connection with Foreign Exchange Prime Brokerage
- November 28, 2012: FMLG - Request for Extension of the Implementation of the Look-Through Rule and Related Verification and Recordkeeping Requirements
- November 21, 2012: FMLG - Request for Interpretive
Letter for Swap Dealers in Connection with Foreign Exchange
Prime Brokerage, regarding application of the external
business conduct standards
See December 5, 2012 letter below
- November 21, 2012: FMLG - Request for Interpretive Letter for Swap Dealers in Connection with Foreign Exchange Prime Brokerage, regarding application of the rules relating to reporting of FX Transactions and real-time reporting of FX Transactions
See December 12, 2012 letter below
- November 16, 2012: The FXC and FMLG -- Request for Interpretive Relief Regarding Obligation to Provide Pre-Trade Mid-Market Quote